| Advisor Profile |
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| To contact this advisor or to receive more information, please call the phone number or visit the website listed above. |
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| Prepared By: |
Stanley Scott |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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BS in Business and MS in Human Resources Management - Series 7, 65 and 63 securities license. |
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What is your approach to financial planning? |
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A team approach that reviews you goals and priorities against you current position. Create a plan to bridge the gap. Constant review to keep things on track. |
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What services do you offer? |
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A full line of individual and business financial services. |
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Will you be the only person working with me? |
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There will be a team of professional. |
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How are you compensated? How will I pay for your services? |
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That will depend on the type of planning you are looking for. A comprehensive financial plan may or may not be fee based based on the size of the financial portfolio. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Do you offer any guaranteed results? |
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That depends on the type of investment and whether it is fixed or variable. |
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How much risk should I be willing to take? |
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Risk is based on the individual, their risk tollerance and the time horizon. |
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Have you ever been charged with any breaches? |
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What are your rate plans? |
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I am appointed with all major carriers. |
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What is covered? |
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That depends on the plan that is right for you. |
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Can I choose my own healthcare provider? |
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That depends on the type of plan that is best for you. |
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Does this plan include dental coverage? |
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What carrier(s) do you represent? |
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Are there any pre-existing conditions that you can not cover? |
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That depends on the individual carrier. Since I am not obligated to any specific carrier I can shop the best rates for any pre-existing conditions. |
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How long does it take to complete the application and approval process? |
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From 3 to 5 weeks for approval. |
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Is there a maximum age that you can insure? |
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That depends on the carrier |
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What type of health plans do you offer? |
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I represent all major carriers and can work with fully insured or self insured plans. |
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What carrier(s) do you represent? |
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Aetna, AvMed, Humana, United Healthcare, Care Access, Coventry. |
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What services do you provide? What are your specialties? |
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Full line of services. Specialties are small to medium size business and individuals. |
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What is your experience? How many clients do you currently manage? |
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I have been working with retirment planning for over 20 years. |
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How do you charge for your services? |
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Fee Base or commission on services or a combination of the two. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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I have a wealth of knowledge. My goal is to do what is in the best interest of my clients. I will get everything I want if I help enough other people get everything they want. |
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What are your qualifications? |
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Over 20 years working with retirement plans. |
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What is your approach to 401 K plan rollovers? |
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I believe in doing a financial analysis and risk tollerance analysis. |
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How long does the process of rolling over a 401K plan usually take? |
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That really depends on how quickly the current financial institution will release the funds. |
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How many years of experience do you have? |
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Over 20 years working with retirement plans. |
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What are your fees for this service? |
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That depends on the size of the rollover and the platform we use, IRA, Wrap Accounts, or Managed Accounts. |
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Why should I roll over my 401K plan to your firm? |
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I provide you with clear and factual information. |
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Do you provide a free initial consultation? |
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